Filed documents associated with matter:

1.  Complaint 05.07.15

2.  Order Imposing Preliminary Injunction, Freezing Assets and Other Equitable Relief 06.02.15

3.  SEC's Motion for Appointment of A Receiver 07.14.15

4.  Order Appointing Receiver 07.30.15

5.  Order Appointing Receiver 07.30.15

6.  Consent Order Allowing the Distribution of Certain Escrowed Funds 07.30.15

7.  Receiver's Petition for Instructions Regarding the Proposed HCR Value Fund, LP Amendment No. 1 to the Limited Partnership Agreement 09.30.15

8.  SEC's Response to Receiver's Petition for Instructions regarding the Proposed HCR Value Fund, LP Amendment No. 1 to Limited Partnership Agreement. 10.05.15

9.  Acrewood's Response to Petition for Instructions regarding Proposed HCR Value Fund Amendment No. 1 to the Limited Partnership Agreement 10.07.15

10.  Receiver's Response to Acrewood's Statement in Response to Petition for Instruction regarding Proposed HCR Value Fund, LP Amendment No. 1 to Limited Partnership Agreement 10.15.15

11.  Order Approving Receiver's Petition for Instruction regarding the Proposed HCR Value Fund, LP Amendment No. 1 to the Limited Partnership Agreement 11.04.15

12.  Receiver's Petition to Engage Financial Advisor 09.30.15

13.  Order Granting Receiver's Petition to Engage Financial Advisor 10.19.15

14.  Receiver's Notice to Investors 10.21.15

15.  Receiver's First Quarterly Status Report and Preliminary Liquidation Plan 10.22.15

16.  Subpoena to Produce Documents Issued to Commerce Bank & Trust Company 10.26.15

17.  Subpoena to Produce Documents Issued to Capstone Corporate Finance, LLC 10.29.15

18.  Subpoena to Produce Documents Issued to Harvey Mason 10.29.15

19.  Subpoena to Produce Documents Issued to Oppenheimer & Co., Inc. 10.26.15

20.  Receiver's Petition for Instructions regarding Proposed Settlement Agreement and Termination of Agreements 10.28.15

21.  Order Granting Receiver's Petition for Instructions regarding Proposed Settlement Agreement and Termination of Agreements 11.04.15

22.  Acrewood Parties Motion for Allowance for Payment of Legal Fees, Costs and Expenses 11.12.15

23.  Declaration of Jamie Barrett in Support of Acrewood Parties for Allowance for Payment of Legal Fees, Costs and Expenses 11.12.15

24.  Receiver's Response to Motion by Acrewood Parties for Allowance for Payment of Legal Fees, Costs and Expenses 11.25.15

25.  SEC's Response to Motion of Acrewood Parties for Allowance for Payment of Legal Fees, Costs and Expenses 11.30.15

26.  Acrewood Parties Reply to Receiver's and SEC's Responses to Motion for Allowance of Payment of Legal Fees, Costs and Expenses 12.07.15

27.  Receiver's First Interim Fee Application 11.30.15

28.  Order Approving Receiver's First Interim Fee Application 01.28.16

29.  Notice to Investors, Creditors and Other Parties in Interest 03.01.16

30.  Receiver's Petition for Instructions regarding Distribution of HCR Value Fund, LP Series A Funds 03.01.16

31.  Receiver's Petition to Sell Real Property Located at 121 Nayatt Road Via Private Sale Free and Clear of Liens, Claims and Encumbrances 03.10.16

32.  Notice of Receiver's Private Sale of Real Property Located at 121 Nayatt Road, Barrington, Rhode Island 03.22.16

33.  Receiver's Second Interim Fee Application 03.29.16

34.  Order Granting Receiver's Petition to Sell Real Property Located at 121 Nayatt Road Via Private Sale 04.01.16

35.  Order Approving Receiver's Petition for Instructions regarding Distribution of HCR Value Fund Series A Funds 04.11.16

36.  Petition to Sell Property Located at 6 Whitney Court Unit 10 Via Private Sale and Clear of Liens, Claims, Mortgages and Encumbrances 05.04.16

37.  Motion to Establish a Claims Bar Date, Approve the Manner and Form of Notice of Claims Bar Date and Approve the Process for Submitting Claims 05.11.16

38.  Memorandum of Law in Support of Motion to Establish a Claims Bar Date, Approve the Manner and Form of Notice of Claims Bar Date and Approve the Process for Submitting Claims 05.11.16

39.  Receiver's Emergency Petition to Approve, Confirm and Ratify Public Auction Sale Free and Clear of Liens, Claims and Encumbrances and Direct Release of Title

40.  Wells Fargo Bank, N.A.s Objection to Receiver's Petition to Sell 05.23.16

41.  Wells Fargo Bank's Reply to Receiver's Response to Objection to Receiver's Petition to Sell 05.26.16

42.  Assented to Petition for Instructions Regarding Recovery of Monies Held in Escrow by Capio Partners, LLC 06.08.16

43.  Joint Stipulation Between Wells Fargo and Receiver Regarding Sale of Real Property Located at 6 Whitney Court 06.24.16

44.  Capio Acquisition V, LLC's Response to Receiver's Petition for Instructions 06.27.16

45.  Receiver's Response to Capio Acquisitions V, LLCs Response to Petition for Instructions 07.07.16

46.  Memorandum and Order regarding Acrewood's Motion for Payment of Legal Fees 07.12.16

47.  Commission's Motion to Amend Complaint and Amended Complaint 08.26.16

48.  Order Granting Motion to Establish Claims Bar Date, Approve The Manner & Form of Notice of Claims Bar Date and Approve The Process for Submitting Claims 9.23.16

49.  Notice of Claims Bar Date and Procedures for Submitting Proofs of Claim

50.  Creditor Proof of Claim Form

51.  Investor Proof of Claim Form

52.  Order Regarding Monies Held in Escrow by Capio Partners

53.  Receiver's Assented to Petition to Amend Notice by Publication

54.  Receiver's Third Interim Fee Application

55.  SEC's Administrative Proceeding Against Grassi and Co. Order Instituting Cease and Desist Proceedings

56.  SEC's Administrative Proceeding Against G. Purwin Order Instituting Cease and Desist Proceedings

57.  SEC's Administrative Proceeding Against Apex Fund Services Order Instituting Cease and Desist Proceedings

58.  Order Releasing Escrowed Funds to Receivership Estate 12.14.16

59.  Receiver's Petition for Instructions Regarding Proposed Settlement Between the Receiver and Third Party Professional Entities 05.31.17

60.  Spire Securities' Application for Temporary Restraining Order and Motion To Enforce Stay and for Injunctive Relief

61.  Memorandum of Law in Support of Spire Securities' Application for Temporary Restraining Order and Motion to Enforce Stay and for Injunctive Relief

62.  Petition to Clarify Order Appointing Receiver

63.  Order Approving Receiver's Petition to Clarify

64. Receiver's Motion for an Order Approving Distribution Procedures

65. ClearPath Notice of Hearing - Motion for Approval of Distribution Procedures

66. Website Message from Receiver 07.03.18

67. Receiver's Motion to Authorize Initial Interim Distribution to Approved 08.07.18

68. Notice of Response Deadline - Motion to Approve Initial Interim Distribution

69. Notice of Hearing - Motion to Authorize Initial Interim Distribution

70. Order Approving Motion to Authorize Initial Interim Distribution, Establish Record Dates, Set Initial Interim Distribution Date 09.14.18

71. Churchville's Motion to Modify Restraining Order to Release Assets for Defense of Related Criminal Case 9.17.18

72. SEC's Opposition to Churchville's Motion to Modify Restraining Order 10.03.18

73. Reciever's Objection to Defendant Patrick Churchville's Motion to Modify the Restraining Order to Release Assets for the Defense of the Related Criminal Case

74. Website Message from the Receiver 10.04.18

75. Order Approving Receiver's Fourth Interim Fee Application 10.01.18

76. Churchville's Motion for Extension of Time to Reply to Objections to Motion 10.09.18

77. Receiver's Recommendation and Motion to Allow Recommended Class 3 Claims 10.11.18

78. Notice of Hearing - Recommendation and Motion to Allow Class 3 Claims

79. Churchville's Motion to Withdraw and Request to Stay Release of Untainted Funds 11.20.18

80. Churchville's Motion to Compel Receiver & SEC to Answer Questions re Distribution Plan 11.29.18

81. Receiver's Partial Objection to Churchville's Motion to Stay Release Funds 12.11.18

82. SEC's Opposition to Churchville's Motion to Withdraw and to Stay Release of Untainted Funds 12.12.18

83. SEC's Opposition to Churchville's Motion to Compel Receiver and SEC to Answer Questions 12.12.18

84. Receiver's Response in Opposition to Churchville's Motion Compel Receiver and SEC to Answer Questions 12.13.18

85. Churchville's Motion for Extension of Time to Respond to Opposition Responses to Defendants Motion to Compel the Receiver and SEC to Answer Questions About the Proposed Distribution Plan

86. Churchville's Motion for Extension of Time to Respond to Opposition Responses to Defendants Motion to Withdraw and Stay

87. Protective Order 12.19.18

88. Churchville's Response to Objections to Motion to Compel SEC and Receiver 01.07.19

89. Churchville's Response to Objections to Motion to Withdraw and Stay 01.08.19

90. Text Order Granting in Part & Denying in Part Motion to Withdraw and Stay Release of Untainted Funds 05.15.19

91. Text Order Granting in Part & Denying in Part Motion to Compel Receiver and SEC 05.15.19

92. REVISED Notice - To All Class 3 Claims re Recommendation 05.17.19

93. Order - Recommendation to Allow Recommended Class 3 Claims (entered) 06.12.19

94. Notice of Hearing - Status Conference on January 29, 2020

95. Website Message from Reciever re IRA Services 1.13.20

96. Receiver's Report and Request for Entry of Orders 12.18.19

97. Notice of Hearing - Report and Request for Entry of Orders 1.29.20

98. Order - Report and Request for Orders (entered) 2.3.20

99. Text Order RE Insiders 03.19.20

100. ltr IRA Services (Final) 04.13.20

101. Text Order re Insiders (Response Deadline) 04.15.20

102. Rosenbergs' Motion to Compel Compliance with Subpoenas 06.11.20

103. Rosenbergs' Objection to Designation as Insiders 06.18.20

104. Receiver's Motion to Quash and Objection to Motion to Compel Compliance 06.25.20

105. SEC's Opposition to Rosenberg's Motion to Compel Compliance 06.25.20

106. US Attorney's Opposition to Rosenberg's Motion for Compliance & Cross Motion to Quash 06.25.20

107. Text Order - Denying Motion to Compel & Granting Motions to Quash 07.08.20

108. SEC's Memorandum in Support of Receiver's Designation of Insiders 07.20.20

109. Response to Rosenbergs' Obj to Receiver's Insider Designation 07.24.20

110. Order - upholding Receiver's designation of insiders 01.19.21

111. SEC's Status Report 09.20.21

112. Notice of Hearing - Motion for Default Judgment as to Patrick Churchville

113. Docket Text re hearing on SEC's Motion for Default Judgement 05.06.22

114. Final Judgment as to Defendant P. Churchville 06.01.22

115. SEC Receiver's Motion for Authorization to Transfer CPW Investment in PharmLogic to Individual Investors 11.03.2022

116. Declaration of Receiver in Support of Motion for Authorization 11.03.2022

117. Notice of Hearing on Motion for Authorization to Transfer Pharmlogic Investment 11.15.22

118. Notice of Hearing - Motion for Authorization to Transfer Pharmlogic Investment 11.16.22

119. 5th Interim Fee Application 11.16.22

120.  Notice of Filing - Fifth Interim Fee Application 11.21.22

121. Order - Granting Receiver's Motion re Pharmlogic transfer (entered) 12.09.22

122. Order - 5th Interim Fee Application (entered) 12.19.22

123. SEC's Response to 5th Interim Fee Application 12.19.22

124. Receiver's Sixth Interim Fee Application 11.16.23

125. Notice of Hearing - Sixth Interim Fee Application 11.16.23

126. Order Approving Receiver’s Sixth Interim Fee Application 12.29.23

127. Assented-to Motion to Approve Consent Judgment 03.27.24

128. Assented-to Motion to Dismiss Relief Defendants 03.27.24

129. Text Order Granting Motion to Approve Consent Order 03.29.24

130. Text Order Granting Motion to Dismiss Relief Defendants 03.29.24

131. Consent of Defendant ClearPath Wealth Management, LLC

132. Final Judgment as to ClearPath Wealth Management, LLC 03.29.24